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Fendelet Quentin A.'s Form 4/A amendment

Amended

Vicor Corp (VICR) · filed Sep 8, 2023

Accession no.
0001912196-23-000004
Filed
Sep 8, 2023
Trade date
Mar 1, 2023
Filing delay
191 days
Rule 10b5-1 plan
Not checked
Original filed
Mar 2, 2023

This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $22.8K. Open-market sales total $26.9K. It was filed 191 days after the trade.

This amendment restates part of 0001912196-23-000001 (filed Mar 2, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fendelet Quentin A.CIK 0001912196Officer (Corp. VP-CAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2023Common StockSSaleDisposed−571$47.17−$26,934.070Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001912196-23-000001 (filed Mar 2, 2023).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001912196-23-000001
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2023Common StockPPurchaseAcquired+571$39.95+$22,811.45571Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This amendment on Form 4/A is filed to remove the disclosure of an acquisition pursuant to an Employee Stock Purchase Plan that is exempt from reporting under Rule 16a-3(f)(1)(i)(B) as a transaction exempt under Rule 16b-3(c).

Read the full filing on SEC EDGAR (opens in a new tab)