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Baratz Alan E's Form 4 filing

D-Wave Quantum Inc. (QBTS) · filed May 22, 2025

Accession no.
0001907982-25-000103
Filed
May 22, 2025
Trade date
May 20-21, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.4M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baratz Alan ECIK 0001098231Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 20, 2025Common Stock, par value $0.0001 per share ("Common Stock")FTax withholdingDisposed−19,023$13.15−$250,152.452,866,412Direct
May 21, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseAcquired+845,813$0.91+$769,689.833,712,225Direct
May 21, 2025Common Stock, par value $0.0001 per share ("Common Stock")SSaleDisposed−845,813$17.00−$14,378,8212,866,412Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 21, 2025Common Stock, par value $0.0001 per share ("Common Stock")MOption exerciseDisposed−845,813$0.91−$769,689.832,074,395Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)