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Gan Hong's Form 4 filing

SES AI Corp (SES) · filed Dec 16, 2025

Accession no.
0001907008-25-000005
Filed
Dec 16, 2025, 5:30 PM ET
Trade date
Dec 15, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $197.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gan HongCIK 0001907008Officer (CHIEF SCIENCE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2025Class A Common StockMOption exerciseAcquired+93,277$0.15+$13,991.551,346,563Direct
Dec 15, 2025Class A Common StockMOption exerciseAcquired+6,723$0.16+$1,075.681,353,286Direct
Dec 15, 2025Class A Common StockSSaleDisposed−100,000$1.98−$197,8901,253,286Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 15, 2025Class A Common StockMOption exerciseDisposed−93,277$0.00$00Direct
Dec 15, 2025Class A Common StockMOption exerciseDisposed−6,723$0.00$01,179,832Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)