Postal Jeffrey's Form 4 filing
Capstone Companies, Inc. (CAPC) · filed Jan 8, 2025
- Accession no.
- 0001903596-25-000027
- Filed
- Jan 8, 2025
- Trade date
- Dec 20, 2024
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 19 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Postal JeffreyCIK 0001281020 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common | PPurchaseAcquired | +12,110,388.84 | –F1 | – | 189,174 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Series B-1 Conv. Preferred Stock (B-1 Stock) issued to cancel $887,763 debt owed to Mr. Postal. B-1 Stock converts to Common Stock at 1 for 66.66. Based on bid of Common Stock on 12-20-24, Price of B-1 stock is $0.6666 per share.
Referenced by the price of 1 transaction in Table II.