Yozamp John Henry's Form 4/A amendment
AmendedExpion Energy, Inc. (XPON) · filed Nov 17, 2023
- Accession no.
- 0001903596-23-000901
- Filed
- Nov 17, 2023
- Trade date
- Nov 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
- Original filed
- Nov 16, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $90.3K. It was filed 1 day after the trade.
This amendment replaces 0001903596-23-000899 (filed Nov 17, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yozamp John HenryCIK 0001921762 | Officer (Business Development Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Common Stock | SSaleDisposed | −23,035 | $3.92 | −$90,297.2 | 1,708,587 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price at which the shares of common stock were sold. The shares were sold in multiple transactions at prices ranging from $3.80 to $4.105, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold pursuant to a Rule 10b5-1 trading plan.
- F2
Reflects 1,523,252 shares of common stock and 185,375 shares of common stock issuable upon exercise of vested options issued to the Reporting Person under the Issuer's 2021 Incentive Award Plan.