Bennett Andrew Lee's Form 4 filing
Smartsheet Inc (SMAR) · filed Feb 17, 2022
- Accession no.
- 0001893127-22-000002
- Filed
- Feb 17, 2022
- Trade date
- Feb 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $107.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bennett Andrew LeeCIK 0001893127 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,058 | –F1 | – | 3,058 | Direct | |
| Feb 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +436 | –F1 | – | 3,494 | Direct | |
| Feb 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,394 | –F1 | – | 4,888 | Direct | |
| Feb 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,478 | –F1 | – | 7,366 | Direct | |
| Feb 15, 2022 | Class A Common Stock | FTax withholdingDisposed | −1,886 | $62.99 | −$118,799.14 | 5,480 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −1,717 | $62.33 | −$107,020.61 | 3,763 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,058 | $0.00 | $0 | 6,115 | Direct | |
| Feb 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −436 | $0.00 | $0 | 1,743 | Direct | |
| Feb 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,394 | $0.00 | $0 | 11,155 | Direct | |
| Feb 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,478 | $0.00 | $0 | 7,434 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Referenced by the price of 4 transactions in Table I.