Marshall Jolene Lau's Form 4 filing
Smartsheet IncSMAR · filed May 17, 2023
- Accession no.
- 0001892823-23-000003
- Filed
- May 17, 2023
- Trade date
- May 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $46.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall Jolene LauCIK 0001892823 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +715 | –F1 | – | 6,250 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +464 | –F1 | – | 6,714 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,602 | –F1 | – | 8,316 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −680 | $44.96 | −$30,572.8 | 7,636 | Direct | |
| May 16, 2023 | Class A Common Stock | SSaleDisposed | −1,051 | $44.31 | −$46,569.81 | 6,585 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −715 | $0.00 | $0 | 2,146 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −464 | $0.00 | $0 | 3,254 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,602 | $0.00 | $0 | 16,022 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Referenced by the price of 3 transactions in Table I.