Marshall Jolene Lau's Form 4 filing
Smartsheet Inc (SMAR) · filed Feb 17, 2023
- Accession no.
- 0001892823-23-000001
- Filed
- Feb 17, 2023
- Trade date
- Feb 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $98.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall Jolene LauCIK 0001892823 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +349 | –F1 | – | 9,884 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +715 | –F1 | – | 10,599 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,602 | –F1 | – | 12,201 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +465 | –F1 | – | 12,666 | Direct | |
| Feb 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −910 | $46.44 | −$42,260.4 | 11,756 | Direct | |
| Feb 16, 2023 | Class A Common Stock | SSaleDisposed | −2,221 | $44.47 | −$98,767.87 | 9,535 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −349 | $0.00 | $0 | 0 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −715 | $0.00 | $0 | 2,861 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −465 | $0.00 | $0 | 3,718 | Direct | |
| Feb 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,602 | $0.00 | $0 | 17,624 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Referenced by the price of 4 transactions in Table I.