Chaplin Ann C's Form 4 filing
Qualcomm Inc (QCOM) · filed Dec 16, 2024
- Accession no.
- 0001888316-24-000090
- Filed
- Dec 16, 2024
- Trade date
- Dec 15-16, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $409.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chaplin Ann CCIK 0001888491 | Officer (General Counsel&Corp Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Common Stock | MOption exerciseAcquired | +5,066 | $0.00 | $0 | 22,219 | Direct | |
| Dec 15, 2024 | Common Stock | MOption exerciseAcquired | +5,138 | $0.00 | $0 | 27,357 | Direct | |
| Dec 15, 2024 | Common Stock | FTax withholdingDisposed | −5,031 | $158.30 | −$796,407.3 | 22,326 | Direct | |
| Dec 16, 2024 | Common Stock | SSaleDisposed | −2,587 | $158.12 | −$409,056.44 | 19,739 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Common Stock | MOption exerciseDisposed | −5,066.47 | $0.00 | $0 | 5,066.47 | Direct | |
| Dec 15, 2024 | Common Stock | MOption exerciseDisposed | −5,138.73 | $0.00 | $0 | 10,278.48 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.