Martin Neil's Form 4 filing
Qualcomm Inc (QCOM) · filed Nov 21, 2024
- Accession no.
- 0001888316-24-000078
- Filed
- Nov 21, 2024
- Trade date
- Nov 20-21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $202.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin NeilCIK 0001957113 | Officer (SVP, Finance and CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Common Stock | MOption exerciseAcquired | +1,086 | $0.00 | $0 | 1,180 | Direct | |
| Nov 20, 2024 | Common Stock | MOption exerciseAcquired | +637 | $0.00 | $0 | 1,817 | Direct | |
| Nov 20, 2024 | Common Stock | MOption exerciseAcquired | +552 | $0.00 | $0 | 2,369 | Direct | |
| Nov 20, 2024 | Common Stock | FTax withholdingDisposed | −971 | $154.27 | −$149,796.17 | 1,398 | Direct | |
| Nov 21, 2024 | Common Stock | SSaleDisposed | −1,304 | $155.00 | −$202,120 | 94 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Common Stock | MOption exerciseDisposed | −1,086.59 | $0.00 | $0 | 0 | Direct | |
| Nov 20, 2024 | Common Stock | MOption exerciseDisposed | −637.55 | $0.00 | $0 | 2,549.17 | Direct | |
| Nov 20, 2024 | Common Stock | MOption exerciseDisposed | −552.42 | $0.00 | $0 | 4,420.36 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.