Chaplin Ann C's Form 4 filing
Qualcomm Inc (QCOM) · filed Nov 4, 2024
- Accession no.
- 0001888316-24-000075
- Filed
- Nov 4, 2024
- Trade date
- Nov 1-4, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $313.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chaplin Ann CCIK 0001888491 | Officer (General Counsel&Corp Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2024 | Common Stock | MOption exerciseAcquired | +5,812 | $0.00 | $0 | 15,918 | Direct | |
| Nov 1, 2024 | Common Stock | FTax withholdingDisposed | −2,010 | $165.27 | −$332,192.7 | 13,908 | Direct | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −1,901 | $165.06 | −$313,779.06 | 12,007 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2024 | Common Stock | MOption exerciseDisposed | −5,812.23 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.