Palkhiwala Akash J.'s Form 4 filing
Qualcomm Inc (QCOM) · filed Oct 2, 2024
- Accession no.
- 0001888316-24-000062
- Filed
- Oct 2, 2024
- Trade date
- Oct 1, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $497.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Palkhiwala Akash J.CIK 0001786420 | Officer (CFO & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Common Stock | SSaleDisposed | −922 | $165.14F2 | −$152,259.08 | 53,515 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −1,533 | $166.08F3 | −$254,600.64 | 51,982 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −545 | $166.97F4 | −$90,998.65 | 51,437 | Direct | |
| Oct 1, 2024 | Common Stock | MOption exerciseAcquired | +5,107 | $0.00 | $0 | 56,544 | Direct | |
| Oct 1, 2024 | Common Stock | FTax withholdingDisposed | −1,766 | $165.78 | −$292,767.48 | 54,778 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Common Stock | MOption exerciseDisposed | −5,107.07 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale prices for this transaction ranged from $164.645 to $165.615. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The sale prices for this transaction ranged from $165.65 to $166.595. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The sale prices for this transaction ranged from $166.775 to $167.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.