Martin Neil's Form 4 filing
Qualcomm Inc (QCOM) · filed May 22, 2024
- Accession no.
- 0001888316-24-000043
- Filed
- May 22, 2024
- Trade date
- May 20-22, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $291.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin NeilCIK 0001957113 | Officer (SVP, Finance and CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +1,075 | $0.00 | $0 | 1,075 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +631 | $0.00 | $0 | 1,706 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +547 | $0.00 | $0 | 2,253 | Direct | |
| May 20, 2024 | Common Stock | FTax withholdingDisposed | −779 | $197.76 | −$154,055.04 | 1,474 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −1,116 | $196.11 | −$218,858.76 | 358 | Direct | |
| May 22, 2024 | Common Stock | SSaleDisposed | −358 | $202.13 | −$72,362.54 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −1,075.96 | $0.00 | $0 | 1,077.02 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −631.94 | $0.00 | $0 | 3,790.59 | Direct | |
| May 20, 2024 | Common Stock | MOption exerciseDisposed | −547.55 | $0.00 | $0 | 5,476.52 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.