Martin Neil's Form 4 filing
Qualcomm Inc (QCOM) · filed Feb 21, 2024
- Accession no.
- 0001888316-24-000006
- Filed
- Feb 21, 2024
- Trade date
- Feb 20-21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $55.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin NeilCIK 0001957113 | Officer (SVP, Finance and CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | MOption exerciseAcquired | +627 | $0.00 | $0 | 968 | Direct | |
| Feb 20, 2024 | Common Stock | MOption exerciseAcquired | +545 | $0.00 | $0 | 1,513 | Direct | |
| Feb 20, 2024 | Common Stock | FTax withholdingDisposed | −453 | $151.96 | −$68,837.88 | 1,060 | Direct | |
| Feb 21, 2024 | Common Stock | SSaleDisposed | −371 | $149.83 | −$55,586.93 | 689 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | MOption exerciseDisposed | −627.96 | $0.00 | $0 | 4,401.92 | Direct | |
| Feb 20, 2024 | Common Stock | MOption exerciseDisposed | −545 | $0.00 | $0 | 5,996 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.