Rogers Alexander H's Form 4 filing
Qualcomm Inc (QCOM) · filed Dec 15, 2023
- Accession no.
- 0001888316-23-000058
- Filed
- Dec 15, 2023
- Trade date
- Dec 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.82M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alexander HCIK 0001687791 | Officer (President QTL & Global Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | AGrant or awardAcquired | +2,996 | $0.00 | $0 | 28,225 | Direct | |
| Dec 13, 2023 | Common Stock | FTax withholdingDisposed | −1,486 | $138.80 | −$206,256.8 | 26,739 | Direct | |
| Dec 13, 2023 | Common Stock | AGrant or awardAcquired | +29,165 | $0.00 | $0 | 55,904 | Direct | |
| Dec 13, 2023 | Common Stock | FTax withholdingDisposed | −14,460 | $138.80 | −$2,007,048 | 41,444 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −12,972 | $140.50F3 | −$1,822,566 | 28,472 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | AGrant or awardAcquired | +17,292 | $0.00 | $0 | 17,292 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The sale prices for this transaction ranged from $139.66 to $142.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.