Rogers Alexander H's Form 4 filing
Qualcomm Inc (QCOM) · filed Oct 2, 2023
- Accession no.
- 0001888316-23-000047
- Filed
- Oct 2, 2023
- Trade date
- Oct 1-2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $662.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alexander HCIK 0001687791 | Officer (President QTL & Global Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2023 | Common Stock | MOption exerciseAcquired | +6,444 | $0.00 | $0 | 30,174 | Direct | |
| Oct 1, 2023 | Common Stock | MOption exerciseAcquired | +5,218 | $0.00 | $0 | 35,392 | Direct | |
| Oct 1, 2023 | Common Stock | FTax withholdingDisposed | −4,162 | $111.06 | −$462,231.72 | 31,230 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −6,001 | $110.40 | −$662,510.4 | 25,229 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2023 | Common Stock | MOption exerciseDisposed | −6,444.26 | $0.00 | $0 | 0 | Direct | |
| Oct 1, 2023 | Common Stock | MOption exerciseDisposed | −5,218.75 | $0.00 | $0 | 5,218.75 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.