Rogers Alexander H's Form 4 filing
Qualcomm Inc (QCOM) · filed Feb 7, 2023
- Accession no.
- 0001888316-23-000006
- Filed
- Feb 7, 2023
- Trade date
- Feb 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.63M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alexander HCIK 0001687791 | Officer (President QTL & Global Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | SSaleDisposed | −488 | $130.54F2 | −$63,703.52 | 50,775 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −22,631 | $131.49F3 | −$2,975,750.19 | 28,144 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −4,507 | $131.52F4 | −$592,760.64 | 23,637 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale prices for this transaction ranged from $129.78 to $132.75. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The sale prices for this transaction ranged from $128.65 to $133.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The sale prices for this transaction ranged from $128.73 to $133.675. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.