Rogers Alexander H's Form 4 filing
Qualcomm Inc (QCOM) · filed Dec 7, 2022
- Accession no.
- 0001888316-22-000056
- Filed
- Dec 7, 2022
- Trade date
- Dec 5-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alexander HCIK 0001687791 | Officer (President QTL & Global Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | AGrant or awardAcquired | +27,452 | $0.00 | $0 | 72,024 | Direct | |
| Dec 5, 2022 | Common Stock | FTax withholdingDisposed | −13,611 | $123.30 | −$1,678,236.3 | 58,413 | Direct | |
| Dec 5, 2022 | Common Stock | AGrant or awardAcquired | +38,066 | $0.00 | $0 | 96,479 | Direct | |
| Dec 5, 2022 | Common Stock | FTax withholdingDisposed | −18,873 | $123.30 | −$2,327,040.9 | 77,606 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −26,427 | $122.33F3 | −$3,232,814.91 | 51,179 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | AGrant or awardAcquired | +20,536 | $0.00 | $0 | 20,536 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The sale prices for this transaction ranged from $120.86 to $122.925. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.