Polek Erin L's Form 4 filing
Qualcomm Inc (QCOM) · filed Nov 21, 2022
- Accession no.
- 0001888316-22-000052
- Filed
- Nov 21, 2022
- Trade date
- Nov 20-21, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $350.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polek Erin LCIK 0001760245 | Officer (SVP, Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2022 | Common Stock | MOption exerciseAcquired | +1,425 | $0.00 | $0 | 1,425 | Direct | |
| Nov 20, 2022 | Common Stock | FTax withholdingDisposed | −493 | $123.85 | −$61,058.05 | 932 | Direct | |
| Nov 20, 2022 | Common Stock | MOption exerciseAcquired | +927 | $0.00 | $0 | 1,859 | Direct | |
| Nov 20, 2022 | Common Stock | FTax withholdingDisposed | −321 | $123.85 | −$39,755.85 | 1,538 | Direct | |
| Nov 20, 2022 | Common Stock | MOption exerciseAcquired | +2,073 | $0.00 | $0 | 3,611 | Direct | |
| Nov 20, 2022 | Common Stock | FTax withholdingDisposed | −717 | $123.85 | −$88,800.45 | 2,894 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −2,894 | $121.10 | −$350,463.4 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2022 | Common Stock | MOption exerciseDisposed | −1,425.75 | $0.00 | $0 | 0 | Direct | |
| Nov 20, 2022 | Common Stock | MOption exerciseDisposed | −927.16 | $0.00 | $0 | 1,855.35 | Direct | |
| Nov 20, 2022 | Common Stock | MOption exerciseDisposed | −2,073.8 | $0.00 | $0 | 4,149.65 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.