Rogers Alexander H's Form 4 filing
Qualcomm Inc (QCOM) · filed Oct 4, 2022
- Accession no.
- 0001888316-22-000049
- Filed
- Oct 4, 2022
- Trade date
- Oct 1-3, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $642.9K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alexander HCIK 0001687791 | Officer (President QTL & Global Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2022 | Common Stock | MOption exerciseAcquired | +10,743 | $0.00 | $0 | 48,284 | Direct | |
| Oct 1, 2022 | Common Stock | FTax withholdingDisposed | −3,754 | $112.98 | −$424,126.92 | 44,530 | Direct | |
| Oct 1, 2022 | Common Stock | MOption exerciseAcquired | +6,274 | $0.00 | $0 | 50,804 | Direct | |
| Oct 1, 2022 | Common Stock | FTax withholdingDisposed | −2,963 | $112.98 | −$334,759.74 | 47,841 | Direct | |
| Oct 1, 2022 | Common Stock | MOption exerciseAcquired | +5,080 | $0.00 | $0 | 52,921 | Direct | |
| Oct 1, 2022 | Common Stock | FTax withholdingDisposed | −2,758 | $112.98 | −$311,598.84 | 50,163 | Direct | |
| Oct 3, 2022 | Common Stock | SSaleDisposed | −5,591 | $114.99 | −$642,909.09 | 44,572 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2022 | Common Stock | MOption exerciseDisposed | −10,743.98 | $0.00 | $0 | 0 | Direct | |
| Oct 1, 2022 | Common Stock | MOption exerciseDisposed | −6,274.7 | $0.00 | $0 | 6,274.7 | Direct | |
| Oct 1, 2022 | Common Stock | MOption exerciseDisposed | −5,080.41 | $0.00 | $0 | 10,162.86 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.