Polek Erin L's Form 4 filing
Qualcomm Inc (QCOM) · filed May 23, 2022
- Accession no.
- 0001888316-22-000030
- Filed
- May 23, 2022
- Trade date
- May 20-23, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $197.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polek Erin LCIK 0001760245 | Officer (SVP, Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2022 | Common Stock | MOption exerciseAcquired | +1,407 | $0.00 | $0 | 1,407 | Direct | |
| May 20, 2022 | Common Stock | FTax withholdingDisposed | −485 | $131.60 | −$63,826 | 922 | Direct | |
| May 20, 2022 | Common Stock | MOption exerciseAcquired | +915 | $0.00 | $0 | 1,837 | Direct | |
| May 20, 2022 | Common Stock | FTax withholdingDisposed | −316 | $131.60 | −$41,585.6 | 1,521 | Direct | |
| May 23, 2022 | Common Stock | SSaleDisposed | −1,521 | $129.95 | −$197,653.95 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2022 | Common Stock | MOption exerciseDisposed | −1,407.3 | $0.00 | $0 | 1,408.36 | Direct | |
| May 20, 2022 | Common Stock | MOption exerciseDisposed | −915.85 | $0.00 | $0 | 2,748.57 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.