Thompson James H's Form 4 filing
Qualcomm Inc (QCOM) · filed Dec 13, 2021
- Accession no.
- 0001888316-21-000019
- Filed
- Dec 13, 2021
- Trade date
- Dec 10-13, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.82M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson James HCIK 0001559656 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Common Stock | SSaleDisposed | −9,900 | $183.39F1 | −$1,815,561 | 197,985 | Direct | |
| Dec 13, 2021 | Common Stock | GGiftDisposed | −100 | $0.00 | $0 | 197,885 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale prices for this transaction ranged from $183.3400 to $183.3950. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.