Rogers Alexander H's Form 4 filing
Qualcomm Inc (QCOM) · filed Dec 8, 2021
- Accession no.
- 0001888316-21-000014
- Filed
- Dec 8, 2021
- Trade date
- Dec 6-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $3.78M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Alexander HCIK 0001687791 | Officer (President QTL & Global Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock | AGrant or awardAcquired | +20,388 | $0.00 | $0 | 52,524 | Direct | |
| Dec 6, 2021 | Common Stock | FTax withholdingDisposed | −10,109 | $175.45 | −$1,773,624.05 | 42,415 | Direct | |
| Dec 6, 2021 | Common Stock | AGrant or awardAcquired | +31,691 | $0.00 | $0 | 74,106 | Direct | |
| Dec 6, 2021 | Common Stock | FTax withholdingDisposed | −15,712 | $175.45 | −$2,756,670.4 | 58,394 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −21,006 | $179.94F3 | −$3,779,819.64 | 37,388 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The sale prices for this transaction ranged from $178.50 to $181.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.