Van Plew Daniel P's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Nov 25, 2022
- Accession no.
- 0001883850-22-000098
- Filed
- Nov 25, 2022
- Trade date
- Nov 22-23, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.87M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Van Plew Daniel PCIK 0001411984 | Officer (EVP & General Mgr, Industrial) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseAcquired | +50,000 | $378.98 | +$18,949,000 | 80,578 | Direct | |
| Nov 22, 2022 | Common Stock | FTax withholdingDisposed | −38,028 | $741.81 | −$28,209,550.68 | 42,550 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −686 | $735.57F1 | −$504,601.02 | 41,864 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,005 | $736.46F2 | −$740,142.3 | 40,859 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −373 | $737.37F3 | −$275,039.01 | 40,486 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −944 | $738.57F4 | −$697,210.08 | 39,542 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −3,124 | $739.48F5 | −$2,310,135.52 | 36,418 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,808 | $740.29F6 | −$1,338,444.32 | 34,610 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,002 | $741.34F7 | −$742,822.68 | 33,608 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −99 | $742.58F8 | −$73,515.42 | 33,509 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −101 | $743.66F9 | −$75,109.66 | 33,408 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −780 | $744.56F10 | −$580,756.8 | 32,628 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −256 | $745.56F11 | −$190,863.36 | 32,372 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1,164 | $746.42F12 | −$868,832.88 | 31,208 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −629 | $747.28F13 | −$470,039.12 | 30,579 | Direct | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −1 | $748.17 | −$748.17 | 30,578 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents volume-weighted average price of sales of 686 shares of Company stock on November 23, 2022 at prices ranging from $735.11 to $735.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents volume-weighted average price of sales of 1,005 shares of Company stock on November 23, 2022 at prices ranging from $736.00 to $736.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents volume-weighted average price of sales of 373 shares of Company stock on November 23, 2022 at prices ranging from $737.01 to $737.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 944 shares of Company stock on November 23, 2022 at prices ranging from $738.07 to $738.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 3,124 shares of Company stock on November 23, 2022 at prices ranging from $739.00 to $739.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 1,808 shares of Company stock on November 23, 2022 at prices ranging from $740.00 to $740.72. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 1,002 shares of Company stock on November 23, 2022 at prices ranging from $741.00 to $741.57. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 99 shares of Company stock on November 23, 2022 at prices ranging from $742.56 to $742.72. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents volume-weighted average price of sales of 101 shares of Company stock on November 23, 2022 at prices ranging from $743.24 to $743.66. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents volume-weighted average price of sales of 780 shares of Company stock on November 23, 2022 at prices ranging from $744.42 to $744.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents volume-weighted average price of sales of 256 shares of Company stock on November 23, 2022 at prices ranging from $745.07 to $745.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents volume-weighted average price of sales of 1,164 shares of Company stock on November 23, 2022 at prices ranging from $746.26 to $746.81. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents volume-weighted average price of sales of 629 shares of Company stock on November 23, 2022 at prices ranging from $747.05 to $747.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 23, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.