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Ryan Arthur F's Form 4 filing

Regeneron Pharmaceuticals, Inc. (REGN) · filed Aug 8, 2022

Accession no.
0001883850-22-000054
Filed
Aug 8, 2022
Trade date
Aug 4, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.49M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ryan Arthur FCIK 0001187443Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 4, 2022Common StockGGiftDisposed−2,500$0.00$019,682Direct
Aug 4, 2022Common StockMOption exerciseAcquired+3,613$482.68+$1,743,922.8423,295Direct
Aug 4, 2022Common StockSSaleDisposed−4,887$620.85F1−$3,034,093.9518,408Direct
Aug 4, 2022Common StockMOption exerciseAcquired+4,361$374.12+$1,631,537.3222,769Direct
Aug 4, 2022Common StockSSaleDisposed−4,156$621.54F2−$2,583,120.2418,613Direct
Aug 4, 2022Common StockMOption exerciseAcquired+2,479$380.95+$944,375.0521,092Direct
Aug 4, 2022Common StockSSaleDisposed−1,410$622.06F3−$877,104.619,682Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 4, 2022Common StockMOption exerciseDisposed−4,361$0.00$00Direct
Aug 4, 2022Common StockMOption exerciseDisposed−2,479$0.00$00Direct
Aug 4, 2022Common StockMOption exerciseDisposed−3,613$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents volume-weighted average price of sales of 4,887 shares of Company stock on August 4, 2022 at prices ranging from $620.16 to $620.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Represents volume-weighted average price of sales of 4,156 shares of Company stock on August 4, 2022 at prices ranging from $621.00 to $621.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents volume-weighted average price of sales of 1,410 shares of Company stock on August 4, 2022 at prices ranging from $622.00 to $622.17. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)