Stahl Neil's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Aug 8, 2022
- Accession no.
- 0001883850-22-000053
- Filed
- Aug 8, 2022
- Trade date
- Feb 18-Aug 5, 2022
- Filing delay
- 171 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.6M. It was filed 171 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stahl NeilCIK 0001226689 | Officer (EVP Research and Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Common Stock | GGiftDisposed | −335 | $0.00 | $0 | 52,795 | Direct | |
| Aug 4, 2022 | Common Stock | MOption exerciseAcquired | +95,000 | $270.43 | +$25,690,850 | 147,795 | Direct | |
| Aug 4, 2022 | Common Stock | FTax withholdingDisposed | −71,218 | $613.00 | −$43,656,634 | 76,577 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −176 | $606.78F1 | −$106,793.28 | 76,401 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −724 | $607.47F2 | −$439,808.28 | 75,677 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −610 | $608.70F3 | −$371,307 | 75,067 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −3,044 | $609.62F4 | −$1,855,683.28 | 72,023 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −3,931 | $610.49F5 | −$2,399,836.19 | 68,092 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −2,022 | $611.44F6 | −$1,236,331.68 | 66,070 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −2,076 | $612.43F7 | −$1,271,404.68 | 63,994 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −3,218 | $613.49F8 | −$1,974,210.82 | 60,776 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −4,112 | $614.35F9 | −$2,526,207.2 | 56,664 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −1,610 | $615.49F10 | −$990,938.9 | 55,054 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −535 | $616.40F11 | −$329,774 | 54,519 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −424 | $617.43F12 | −$261,790.32 | 54,095 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −521 | $618.27F13 | −$322,118.67 | 53,574 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −502 | $619.64F14 | −$311,059.28 | 53,072 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −177 | $620.11F15 | −$109,759.47 | 52,895 | Direct | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −100 | $621.11F16 | −$62,111 | 52,795 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | MOption exerciseDisposed | −95,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents volume-weighted average price of sales of 176 shares of Company stock on August 5, 2022 at prices ranging from $606.60 to $606.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents volume-weighted average price of sales of 724 shares of Company stock on August 5, 2022 at prices ranging from $607.00 to $607.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents volume-weighted average price of sales of 610 shares of Company stock on August 5, 2022 at prices ranging from $608.03 to $608.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 3,044 shares of Company stock on August 5, 2022 at prices ranging from $609.00 to $609.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 3,931 shares of Company stock on August 5, 2022 at prices ranging from $610.00 to $610.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 2,022 shares of Company stock on August 5, 2022 at prices ranging from $611.00 to $611.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 2,076 shares of Company stock on August 5, 2022 at prices ranging from $612.00 to $612.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 3,218 shares of Company stock on August 5, 2022 at prices ranging from $613.00 to $613.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents volume-weighted average price of sales of 4,112 shares of Company stock on August 5, 2022 at prices ranging from $614.00 to $614.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents volume-weighted average price of sales of 1,610 shares of Company stock on August 5, 2022 at prices ranging from $615.00 to $615.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents volume-weighted average price of sales of 535 shares of Company stock on August 5, 2022 at prices ranging from $616.08 to $616.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents volume-weighted average price of sales of 424 shares of Company stock on August 5, 2022 at prices ranging from $617.04 to $617.75. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents volume-weighted average price of sales of 521 shares of Company stock on August 5, 2022 at prices ranging from $618.06 to $618.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Represents volume-weighted average price of sales of 502 shares of Company stock on August 5, 2022 at prices ranging from $619.00 to $619.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Represents volume-weighted average price of sales of 177 shares of Company stock on August 5, 2022 at prices ranging from $620.11 to $620.17. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
Represents volume-weighted average price of sales of 100 shares of Company stock on August 5, 2022 at prices ranging from $621.09 to $621.14. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.