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Landry Robert E's Form 4 filing

Regeneron Pharmaceuticals, Inc. (REGN) · filed Apr 11, 2022

Accession no.
0001883850-22-000040
Filed
Apr 11, 2022
Trade date
Apr 7-11, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 25 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.61M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Landry Robert ECIK 0001585160Officer (EVP Finance CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 7, 2022Common StockMOption exerciseAcquired+1,500$399.66+$599,49030,244Direct
Apr 7, 2022Common StockFTax withholdingDisposed−1,175$716.09−$841,405.7529,069Direct
Apr 8, 2022Common StockSSaleDisposed−16$724.33−$11,589.2829,053Direct
Apr 8, 2022Common StockSSaleDisposed−30$728.77−$21,863.129,023Direct
Apr 8, 2022Common StockSSaleDisposed−16$729.67−$11,674.7229,007Direct
Apr 8, 2022Common StockSSaleDisposed−44$733.38F2−$32,268.7228,963Direct
Apr 8, 2022Common StockSSaleDisposed−43$735.12F3−$31,610.1628,920Direct
Apr 8, 2022Common StockSSaleDisposed−29$739.02−$21,431.5828,891Direct
Apr 8, 2022Common StockSSaleDisposed−28$740.98−$20,747.4428,863Direct
Apr 8, 2022Common StockSSaleDisposed−32$743.71F4−$23,798.7228,831Direct
Apr 8, 2022Common StockSSaleDisposed−56$744.52−$41,693.1228,775Direct
Apr 8, 2022Common StockSSaleDisposed−31$745.27−$23,103.3728,744Direct
Apr 8, 2022Common StockMOption exerciseAcquired+6,000$381.92+$2,291,52034,744Direct
Apr 8, 2022Common StockFTax withholdingDisposed−4,586$736.21−$3,376,259.0630,158Direct
Apr 8, 2022Common StockMOption exerciseAcquired+2,000$399.66+$799,32032,158Direct
Apr 8, 2022Common StockFTax withholdingDisposed−1,552$736.21−$1,142,597.9230,606Direct
Apr 11, 2022Common StockSSaleDisposed−74$729.76F5−$54,002.2430,532Direct
Apr 11, 2022Common StockSSaleDisposed−37$731.60F6−$27,069.230,495Direct
Apr 11, 2022Common StockSSaleDisposed−22$732.56F7−$16,116.3230,473Direct
Apr 11, 2022Common StockSSaleDisposed−1,226$733.52F8−$899,295.5229,247Direct
Apr 11, 2022Common StockSSaleDisposed−75$734.53F9−$55,089.7529,172Direct
Apr 11, 2022Common StockSSaleDisposed−149$735.36F10−$109,568.6429,023Direct
Apr 11, 2022Common StockSSaleDisposed−189$736.61F11−$139,219.2928,834Direct
Apr 11, 2022Common StockSSaleDisposed−22$737.89−$16,233.5828,812Direct
Apr 11, 2022Common StockSSaleDisposed−68$738.63−$50,226.8428,744Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 8, 2022Common StockMOption exerciseDisposed−6,000$0.00$012,800Direct
Apr 7, 2022Common StockMOption exerciseDisposed−1,500$0.00$02,000Direct
Apr 8, 2022Common StockMOption exerciseDisposed−2,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents volume-weighted average price of sales of 44 shares of Company stock on April 8, 2022 at prices ranging from $733.28 to $733.44. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 8, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents volume-weighted average price of sales of 43 shares of Company stock on April 8, 2022 at prices ranging from $735.06 to $735.23. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 8, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents volume-weighted average price of sales of 32 shares of Company stock on April 8, 2022 at prices ranging from $743.48 to $743.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 8, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Represents volume-weighted average price of sales of 74 shares of Company stock on April 11, 2022 at prices ranging from $729.63 to $729.78. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Represents volume-weighted average price of sales of 37 shares of Company stock on April 11, 2022 at prices ranging from $731.57 to $731.64. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Represents volume-weighted average price of sales of 22 shares of Company stock on April 11, 2022 at prices ranging from $732.00 to $732.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Represents volume-weighted average price of sales of 1,226 shares of Company stock on April 11, 2022 at prices ranging from $733.40 to $733.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Represents volume-weighted average price of sales of 75 shares of Company stock on April 11, 2022 at prices ranging from $734.08 to $734.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Represents volume-weighted average price of sales of 149 shares of Company stock on April 11, 2022 at prices ranging from $735.02 to $735.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Represents volume-weighted average price of sales of 189 shares of Company stock on April 11, 2022 at prices ranging from $736.40 to $736.72. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 11, 2022 at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)