Landry Robert E's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Mar 30, 2022
- Accession no.
- 0001883850-22-000022
- Filed
- Mar 30, 2022
- Trade date
- Mar 28-29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 24 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.85M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Landry Robert ECIK 0001585160 | Officer (EVP Finance CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +1,250 | $555.67 | +$694,587.5 | 29,994 | Direct | |
| Mar 28, 2022 | Common Stock | FTax withholdingDisposed | −1,134 | $685.26 | −$777,084.84 | 28,860 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +1,250 | $555.67 | +$694,587.5 | 30,110 | Direct | |
| Mar 28, 2022 | Common Stock | FTax withholdingDisposed | −1,134 | $685.26 | −$777,084.84 | 28,976 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $399.66 | +$1,598,640 | 32,976 | Direct | |
| Mar 28, 2022 | Common Stock | FTax withholdingDisposed | −3,183 | $685.26 | −$2,181,182.58 | 29,793 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +4,500 | $399.66 | +$1,798,470 | 34,293 | Direct | |
| Mar 28, 2022 | Common Stock | FTax withholdingDisposed | −3,581 | $685.26 | −$2,453,916.06 | 30,712 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +3,500 | $399.66 | +$1,398,810 | 34,212 | Direct | |
| Mar 28, 2022 | Common Stock | FTax withholdingDisposed | −2,785 | $685.26 | −$1,908,449.1 | 31,427 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −54 | $681.90F2 | −$36,822.6 | 31,373 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −103 | $682.37F3 | −$70,284.11 | 31,270 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −304 | $683.29F4 | −$207,720.16 | 30,966 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −227 | $684.45F5 | −$155,370.15 | 30,739 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −176 | $685.58F6 | −$120,662.08 | 30,563 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −192 | $686.67F7 | −$131,840.64 | 30,371 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −220 | $687.52F8 | −$151,254.4 | 30,151 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −542 | $688.55F9 | −$373,194.1 | 29,609 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −205 | $689.33F10 | −$141,312.65 | 29,404 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −37 | $690.91F11 | −$25,563.67 | 29,367 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −226 | $691.47F12 | −$156,272.22 | 29,141 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −147 | $692.38F13 | −$101,779.86 | 28,994 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −103 | $693.18F14 | −$71,397.54 | 28,891 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −147 | $694.94 | −$102,156.18 | 28,744 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 13,000 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 8,500 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 5,000 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 1,250 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −1,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents volume-weighted average price of sales of 54 shares of Company stock on March 29, 2022 at prices ranging from $681.89 to $681.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents volume-weighted average price of sales of 103 shares of Company stock on March 29, 2022 at prices ranging from $682.09 to $682.78. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 304 shares of Company stock on March 29, 2022 at prices ranging from $683.06 to $683.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 227 shares of Company stock on March 29, 2022 at prices ranging from $684.02 to $684.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 176 shares of Company stock on March 29, 2022 at prices ranging from $685.09 to $685.71. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 192 shares of Company stock on March 29, 2022 at prices ranging from $686.06 to $686.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 220 shares of Company stock on March 29, 2022 at prices ranging from $687.08 to $687.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents volume-weighted average price of sales of 542 shares of Company stock on March 29, 2022 at prices ranging from $688.00 to $688.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents volume-weighted average price of sales of 205 shares of Company stock on March 29, 2022 at prices ranging from $689.05 to $689.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents volume-weighted average price of sales of 37 shares of Company stock on March 29, 2022 at prices ranging from $690.77 to $690.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents volume-weighted average price of sales of 226 shares of Company stock on March 29, 2022 at prices ranging from $691.16 to $691.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents volume-weighted average price of sales of 147 shares of Company stock on March 29, 2022 at prices ranging from $692.18 to $692.81. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Represents volume-weighted average price of sales of 103 shares of Company stock on March 29, 2022 at prices ranging from $693.01 to $693.36. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 29, 2022 at each separate price.
Referenced by the price of 1 transaction in Table I.