Das Sanjiv's Form 4 filing
Pagaya Technologies Ltd. (PGY) · filed Jan 21, 2025
- Accession no.
- 0001883085-25-000023
- Filed
- Jan 21, 2025
- Trade date
- Jan 16-17, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $64.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Das SanjivCIK 0001654849 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2025 | Class A Ordinary Share | AGrant or awardAcquired | +22,917 | $0.00 | $0 | 98,445 | Direct | |
| Jan 17, 2025 | Class A Ordinary Share | SSaleDisposed | −7,282 | $8.85 | −$64,445.7 | 91,163 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2025 | Class A Ordinary Share | MOption exerciseDisposed | −22,917 | $0.00 | $0 | 68,748 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.