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Perros Evangelos's Form 4 filing

Pagaya Technologies Ltd. (PGY) · filed Jan 3, 2025

Accession no.
0001883085-25-000015
Filed
Jan 3, 2025
Trade date
Jan 1-2, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $212.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Perros EvangelosCIK 0002018687Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 1, 2025Class A Ordinary ShareAGrant or awardAcquired+4,166$0.00$029,788Direct
Jan 1, 2025Class A Ordinary ShareAGrant or awardAcquired+45,546$0.00$075,334Direct
Jan 2, 2025Class A Ordinary ShareSSaleDisposed−21,305$9.97−$212,410.8554,029Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 1, 2025Class A Ordinary ShareMOption exerciseDisposed−4,166$0.00$00Direct
Jan 1, 2025Class A Ordinary ShareMOption exerciseDisposed−45,546$0.00$0182,132Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)