Rosen Tami's Form 4 filing
Pagaya Technologies Ltd. (PGY) · filed Oct 3, 2024
- Accession no.
- 0001883085-24-000157
- Filed
- Oct 3, 2024
- Trade date
- Oct 1-2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $289.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosen TamiCIK 0001970282 | Director, Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Class A Ordinary Share | AGrant or awardAcquired | +56,916 | $0.00 | $0 | 112,667 | Direct | |
| Oct 2, 2024 | Class A Ordinary Share | SSaleDisposed | −29,240 | $9.90 | −$289,476 | 83,427 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Class A Ordinary Share | AGrant or awardDisposed | −56,916 | $0.00 | $0 | 113,849 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.