Rosen Tami's Form 4 filing
Pagaya Technologies Ltd. (PGY) · filed Aug 21, 2024
- Accession no.
- 0001883085-24-000106
- Filed
- Aug 21, 2024
- Trade date
- Apr 30-Jul 31, 2024
- Filing delay
- 113 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $172.3K. It was filed 113 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosen TamiCIK 0001970282 | Director, Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 30, 2024 | Class A Ordinary Share | MOption exerciseAcquired | +15,625 | $0.00 | $0 | 53,806 | Direct | |
| Apr 30, 2024 | Class A Ordinary Share | SSaleDisposed | −5,655 | $9.60 | −$54,288 | 48,151 | Direct | |
| Jul 31, 2024 | Class A Ordinary Share | MOption exerciseAcquired | +15,625 | $0.00 | $0 | 63,776 | Direct | |
| Jul 31, 2024 | Class A Ordinary Share | SSaleDisposed | −8,025 | $14.70 | −$117,967.5 | 55,751 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 30, 2024 | Class A Ordinary Share | MOption exerciseDisposed | −15,625 | $0.00 | $0 | 46,875 | Direct | |
| Jul 31, 2024 | Class A Ordinary Share | MOption exerciseDisposed | −15,625 | $0.00 | $0 | 31,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The transactions reported herein are being reported late due to an inadvertent administrative error and not any error of the Reporting Person.