Hathi Neesha's Form 4 filing
Schwab Charles Corp (SCHW) · filed Sep 2, 2026
- Accession no.
- 0001879974-26-000013
- Filed
- Sep 2, 2026, 9:04 PM ET
- Trade date
- Sep 1, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $346.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hathi NeeshaCIK 0001879974 | Officer (MD, Head Wealth Adv, Bnk, Tst) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Common Stock | MOption exerciseAcquired | +3,177 | $52.05 | +$165,362.85 | 0 | Direct | |
| Sep 1, 2026 | Common Stock | SSaleDisposed | −3,177 | $109.04 | −$346,428.02 | 5,770 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Common Stock | MOption exerciseDisposed | −3,177 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.