Ives Glen R's Form 4 filing
Castellum, Inc. (CTM) · filed Jul 2, 2026
- Accession no.
- 0001877939-26-000058
- Filed
- Jul 2, 2026, 4:05 PM ET
- Trade date
- Jul 1, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $772.34. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ives Glen RCIK 0001947023 | Officer (President), Other: Chief Executive Officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 | Common Stock | PPurchaseAcquired | +1,262 | $0.612F1 | +$772.34 | 200,878 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 | Common Stock | AGrant or awardAcquired | +773,630 | –F2 | – | 773,630 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Pursuant to the terms of the Castellum, Inc. 2025 Employee Stock Purchase Plan, the reporting person purchased 1,262 shares of common stock of the Registrant. The per share purchase price was calculated at a discount of fifteen percent to the closing price of the Registrant's common stock as quoted on the NYSE American LLC on June 30, 2026.
Referenced by the price of 1 transaction in Table I.
- F2
In connection with the July 1, 2026 second amendment to his employment agreement dated July 1, 2024, Mr. Ives received 773,630 stock options issued pursuant to the Castellum, Inc. Third Amended 2021 Stock Incentive Plan to purchase 773,630 shares of common stock which vest ratably over eighteen months. The exercise price is the closing price of the Registrant's common stock as quoted on the NYSE American LLC on the date of grant.
Referenced by the price of 1 transaction in Table II.