Dussan Luis's Form 4 filing
AEye, Inc. (LIDR) · filed Nov 17, 2023
- Accession no.
- 0001877925-23-000016
- Filed
- Nov 17, 2023, 7:42 PM ET
- Trade date
- Nov 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $38.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dussan LuisCIK 0001877925 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | JOtherDisposed | −720,834 | $0.00 | $0 | 328,003 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −169,981 | $0.1656F2 | −$28,148.85 | 17,045,233 | Indirect | |
| Nov 17, 2023 | Common Stock | SSaleDisposed | −64,594 | $0.1599F4 | −$10,328.58 | 16,980,639 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $0.1600 to $0.1781. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $0.1574 to $0.1660. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.