Dussan Luis's Form 4 filing
AEye, Inc. (LIDR) · filed Nov 16, 2023
- Accession no.
- 0001877925-23-000014
- Filed
- Nov 16, 2023, 7:15 PM ET
- Trade date
- Nov 15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $3.77K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dussan LuisCIK 0001877925 | Director, Officer (CTO and Chief Prdct Strategist), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | FTax withholdingDisposed | −46,689 | $0.1782 | −$8,319.98 | 1,048,837 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −21,450 | $0.1759F2 | −$3,773.06 | 17,215,214 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.