Neville Patrick Sean's Form 4 filing
Circle Internet Group, Inc. (CRCL) · filed Apr 3, 2026
- Accession no.
- 0001876042-26-000117
- Filed
- Apr 3, 2026
- Trade date
- Apr 1, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neville Patrick SeanCIK 0002060511 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2026 | Class A Common Stock | CConversionAcquired | +30,000 | –F1 | – | 30,000 | Direct | |
| Apr 1, 2026 | Class A Common Stock | SSaleDisposed | −30,000 | $98.04 | −$2,941,200 | 0 | Direct | |
| Apr 1, 2026 | Class A Common Stock | CConversionAcquired | +5,000 | –F1 | – | 5,000 | Indirect | |
| Apr 1, 2026 | Class A Common Stock | SSaleDisposed | −5,000 | $98.04 | −$490,200 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2026 | Class B Common Stock | MOption exerciseDisposed | −30,000 | –F1 | – | 1,939,073 | Direct | |
| Apr 1, 2026 | Class A Common Stock | MOption exerciseAcquired | +30,000 | –F1 | – | 2,396,356 | Direct | |
| Apr 1, 2026 | Class A Common Stock | CConversionDisposed | −30,000 | –F1 | – | 2,366,356 | Direct | |
| Apr 1, 2026 | Class A Common Stock | CConversionDisposed | −5,000 | –F3 | – | 147,842 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.
Referenced by the price of 2 transactions in Table I and 3 transactions in Table II.
- F3
Represents shares of Class B common stock held through an irrevocable grantor trust, of which the Reporting Person is the sole trustee and the Reporting Person is a beneficiary. The Reporting Person is entitled to annuity payments from the trust, with any remaining assets to be distributed to the Calico Trust, of which the Reporting Person's child is the beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class B common stock except to the extent of his pecuniary interest therein.
Referenced by the price of 1 transaction in Table II.