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Neville Patrick Sean's Form 4 filing

Circle Internet Group, Inc. (CRCL) · filed Dec 16, 2025

Accession no.
0001876042-25-000074
Filed
Dec 16, 2025
Trade date
Dec 12, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.15M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001876042-26-000011 (Jan 9, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Neville Patrick SeanCIK 0002060511Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2025Class A Common StockCConversionAcquired+30,000–F1–30,000Direct
Dec 12, 2025Class A Common StockSSaleDisposed−30,000$90.00−$2,700,0000Direct
Dec 12, 2025Class A Common StockCConversionAcquired+5,000–F1–5,000Indirect
Dec 12, 2025Class A Common StockSSaleDisposed−5,000$90.00−$450,0000Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 12, 2025Class B Common StockMOption exerciseDisposed−30,000–F1–2,029,073Direct
Dec 12, 2025Class A Common StockCConversionDisposed−30,000–F1–2,329,296Direct
Dec 12, 2025Class A Common StockCConversionDisposed−5,000–F3–162,842Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

F3

Represents shares of Class B common stock held through an irrevocable grantor trust, of which the Reporting Person is the sole trustee and the Reporting Person is a beneficiary. The Reporting Person is entitled to annuity payments from the trust, with any remaining assets to be distributed to the Calico Trust, of which the Reporting Person's child is the beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class B common stock except to the extent of his pecuniary interest therein.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)