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Sabar Karimah Es's Form 4 filing

Capricor Therapeutics, Inc. (CAPR) · filed Apr 1, 2026

Accession no.
0001873796-26-000004
Filed
Apr 1, 2026
Trade date
Mar 31-Apr 1, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.52M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sabar Karimah EsCIK 0001873796Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 31, 2026Common StockMOption exerciseAcquired+61,265$4.86+$297,747.961,265Direct
Mar 31, 2026Common StockSSaleDisposed−61,265$30.17−$1,848,365.050Direct
Apr 1, 2026Common StockMOption exerciseAcquired+53,735$4.86+$261,152.153,735Direct
Apr 1, 2026Common StockSSaleDisposed−53,735$31.03−$1,667,397.050Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 31, 2026Common StockMOption exerciseDisposed−61,265$0.00$053,735Direct
Apr 1, 2026Common StockMOption exerciseDisposed−53,735$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)