Simpson Kristopher's Form 4 filing
Urban One, Inc. (UONE) · filed Jul 13, 2021
- Accession no.
- 0001870822-21-000002
- Filed
- Jul 13, 2021
- Trade date
- Jul 9, 2019-Jul 9, 2021
- Filing delay
- 735 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $11.8K. It was filed 735 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simpson KristopherCIK 0001870822 | Officer (SVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2019 | Class D Common Stock | AGrant or awardAcquired | +30,000 | –F1 | – | 30,000 | Direct | |
| Jul 9, 2020 | Class D Common Stock | FTax withholdingDisposed | −3,195 | $1.74 | −$5,559.3 | 26,805 | Direct | |
| Jul 9, 2020 | Class D Common Stock | SSaleDisposed | −6,805 | $1.74 | −$11,840.7 | 20,000 | Direct | |
| Jul 9, 2021 | Class D Common Stock | FTax withholdingDisposed | −3,285 | $5.38 | −$17,673.3 | 16,715 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On July 9, 2019, Mr. Simpson was granted 30,000 restricted shares of Class D Common Stock. The grant vested or vests in three equal tranches of 10,000 on each of July 9, 2020, July 9, 2021 and July 9, 2022.
Referenced by the price of 1 transaction in Table I.