Young Donald's Form 4/A amendment
AmendedSRX Global Inc. (SRXH) · filed Jan 14, 2022
- Accession no.
- 0001870760-22-000002
- Filed
- Jan 14, 2022
- Trade date
- Aug 19-20, 2021
- Filing delay
- 148 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 23, 2021
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $49.7K. It was filed 148 days after the trade.
This amendment replaces 0001870760-21-000009 (filed Aug 23, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Young DonaldCIK 0001870760 | Officer (EVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | PPurchaseAcquired | +14,000 | $3.55 | +$49,700 | 48,601 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2021 | Common Stock | AGrant or awardAcquired | +15,000 | $0.00 | $0 | 15,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of shares beneficially owned has been reduced by 1,393 to correct an administrative error in previous reports.
- F2
Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.
- F3
Options exercisable according to the vesting terms in the related option agreement.