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Klamkin Jonathan's Form 4 filing

Aeluma, Inc. (ALMU) · filed May 5, 2026

Accession no.
0001869626-26-000015
Filed
May 5, 2026
Trade date
Dec 19, 2025-May 1, 2026
Filing delay
137 daysLate
Rule 10b5-1 plan
Checked

This filing lists 13 non-derivative transactions. Open-market sales total $499.3K. It was filed 137 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Klamkin JonathanCIK 0001869626Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 19, 2025Common StockGGiftDisposed−350,000$0.00$01,129,398Direct
Dec 19, 2025Common StockGGiftAcquired+350,000$0.00$0350,000Indirect
Dec 29, 2025Common StockGGiftDisposed−1,126,995$0.00$02,403Direct
Dec 29, 2025Common StockGGiftAcquired+1,126,995$0.00$01,476,995Indirect
Mar 4, 2026Common StockGGiftDisposed−50,000$0.00$01,426,995Indirect
Mar 4, 2026Common StockGGiftAcquired+50,000$0.00$052,403Direct
Apr 1, 2026Common StockGGiftDisposed−20,000$0.00$01,406,995Indirect
Apr 1, 2026Common StockGGiftAcquired+20,000$0.00$022,403Direct
May 1, 2026Common StockGGiftDisposed−20,000$0.00$01,386,995Indirect
May 1, 2026Common StockGGiftAcquired+20,000$0.00$022,403Direct
May 1, 2026Common StockSSaleDisposed−4,300$24.20F3−$104,06018,103Direct
May 1, 2026Common StockSSaleDisposed−15,024$25.15F4−$377,853.63,079Direct
May 1, 2026Common StockSSaleDisposed−676$25.71F5−$17,379.962,403Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Reflects the weighted average price of 4,300 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on May 1, 2026 with sale prices ranging from $23.62 to $24.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average price of 15,024 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on May 1, 2026 with sale prices ranging from $24.62 to $25.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Reflects the weighted average price of 676 shares of common stock of Aeluma, Inc. sold by the reporting person in multiple transactions on May 1, 2026 with sale prices ranging from $25.62 to $26.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)