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Parsons Timothy's Form 4 filing

Sunlight Financial Holdings Inc. (SUNL) · filed Dec 2, 2021

Accession no.
0001868504-21-000002
Filed
Dec 2, 2021
Trade date
Dec 1, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $41.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Parsons TimothyCIK 0001868504Officer (Executive VP & COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2021Class A Common StockPPurchaseAcquired+10,000$4.18F1+$41,80083,600Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.17 to $4.22, inclusive. The reporting person undertakes to provide to Sunlight Financial Holdings Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.

Referenced by the price of 1 transaction in Table I.

Remarks

Title: Executive Vice President and Chief Operating Officer

Read the full filing on SEC EDGAR (opens in a new tab)