Skip to main content

LeeKong Aren C.'s Form 4 filing

Carlyle Secured Lending, Inc. (CGBD) · filed Aug 12, 2021

Accession no.
0001867503-21-000007
Filed
Aug 12, 2021
Trade date
Aug 10-11, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $49.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
LeeKong Aren C.CIK 0001867503Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2021Common StockPPurchaseAcquired+3,230$13.96F2+$45,090.83,230Direct
Aug 11, 2021Common StockPPurchaseAcquired+340$14.12F3+$4,800.83,570Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.93 to $13.99 per share. Full information regarding the number of shares purchased at eachprice shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.12 to $14.13 per share. Full information regarding the number of shares purchased at eachprice shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)