Grossberg Eric Scott's Form 4 filing
Brilliant Earth Group, Inc. (BRLT) · filed Feb 16, 2022
- Accession no.
- 0001866757-22-000043
- Filed
- Feb 16, 2022
- Trade date
- Feb 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 9 derivative transactions. Open-market sales total $779.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grossberg Eric ScottCIK 0001884137 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Class A Common Stock | CConversionAcquired | +12,536 | $0.00 | $0 | 12,536 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | SSaleDisposed | −12,536 | $12.10F3 | −$151,685.6 | 0 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class C Common Stock | JOtherDisposed | −12,536 | $0.00 | $0 | 49,172,097 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | CConversionAcquired | +48,595 | $0.00 | $0 | 48,595 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | SSaleDisposed | −48,595 | $12.05F5 | −$585,569.75 | 0 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class C Common Stock | JOtherDisposed | −48,595 | $0.00 | $0 | 49,123,502 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | CConversionAcquired | +3,526 | $0.00 | $0 | 3,526 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −3,526 | $12.03F6 | −$42,417.78 | 0 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class C Common Stock | JOtherDisposed | −3,526 | $0.00 | $0 | 49,119,976 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Class D Common Stock | CConversionDisposed | −12,536 | $0.00 | $0 | 49,172,097 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | CConversionAcquired | +12,536 | $0.00 | $0 | 12,536 | Indirect | Duplicate filing |
| Feb 14, 2022 | Class A Common Stock | CConversionDisposed | −12,536 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class D Common Stock | CConversionDisposed | −48,595 | $0.00 | $0 | 49,123,502 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | CConversionAcquired | +48,595 | $0.00 | $0 | 48,595 | Indirect | Duplicate filing |
| Feb 15, 2022 | Class A Common Stock | CConversionDisposed | −48,595 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class D Common Stock | CConversionDisposed | −3,526 | $0.00 | $0 | 49,119,976 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | CConversionAcquired | +3,526 | $0.00 | $0 | 3,526 | Indirect | Duplicate filing |
| Feb 16, 2022 | Class A Common Stock | CConversionDisposed | −3,526 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.