DM Individual Aggregator, LLC's Form 4 filing
Dutch Bros Inc. (BROS) · filed Feb 26, 2024
- Accession no.
- 0001866581-24-000046
- Filed
- Feb 26, 2024
- Trade date
- Feb 22-23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $11.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DM Individual Aggregator, LLCCIK 0001883096 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2024 | Class A Common Stock | SSaleDisposed | −67,561 | $28.06F2 | −$1,895,761.66 | 1,513,625 | Direct | |
| Feb 22, 2024 | Class A Common Stock | SSaleDisposed | −67,428 | $28.06F2 | −$1,892,029.68 | 1,446,197 | Direct | |
| Feb 22, 2024 | Class A Common Stock | SSaleDisposed | −67,514 | $28.06F2 | −$1,894,442.84 | 1,378,683 | Direct | |
| Feb 23, 2024 | Class A Common Stock | SSaleDisposed | −11,519 | $28.09F3 | −$323,568.71 | 1,367,164 | Direct | |
| Feb 23, 2024 | Class A Common Stock | SSaleDisposed | −88,622 | $28.31F4 | −$2,508,888.82 | 1,278,542 | Direct | |
| Feb 23, 2024 | Class A Common Stock | SSaleDisposed | −88,755 | $28.31F4 | −$2,512,654.05 | 1,189,787 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.6700 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 3 transactions in Table I.
- F3
. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.2600 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.5500 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 2 transactions in Table I.