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Schmidt James F's Form 4 filing

Vicor Corp (VICR) · filed May 5, 2026

Accession no.
0001866281-26-000003
Filed
May 5, 2026
Trade date
May 4, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.08M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmidt James FCIK 0001866281Director, Officer (CFO, Treasurer, Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2026Common StockMOption exerciseAcquired+3,246$41.61+$135,066.063,246Direct
May 4, 2026Common StockMOption exerciseAcquired+1,028$50.00+$51,4004,274Direct
May 4, 2026Common StockSSaleDisposed−100$244.32F2−$24,4324,174Direct
May 4, 2026Common StockSSaleDisposed−100$247.05F3−$24,7054,074Direct
May 4, 2026Common StockSSaleDisposed−274$250.19F4−$68,552.063,800Direct
May 4, 2026Common StockSSaleDisposed−1,300$251.09F5−$326,4172,500Direct
May 4, 2026Common StockSSaleDisposed−700$252.25F6−$176,5751,800Direct
May 4, 2026Common StockSSaleDisposed−500$253.69F7−$126,8451,300Direct
May 4, 2026Common StockSSaleDisposed−500$254.74F8−$127,370800Direct
May 4, 2026Common StockSSaleDisposed−500$255.84F9−$127,920300Direct
May 4, 2026Common StockSSaleDisposed−200$256.90F10−$51,380100Direct
May 4, 2026Common StockSSaleDisposed−100$267.62F11−$26,7620Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 4, 2026Common StockMOption exerciseDisposed−3,246$0.00$06,491Direct
May 4, 2026Common StockMOption exerciseDisposed−1,028$0.00$04,112Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.3200 to $244.3200.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.0500 to $247.0500.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.7700 to $250.7300.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.8100 to $251.5950.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.8200 to $252.7100.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.1700 to $254.0200.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.2200 to $255.2000.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.6100 to $256.0900.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.6100 to $257.1800.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.6200 to $267.6200.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)