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Walsh Colin's Form 4/A amendment

Amended

Attovia Therapeutics, Inc. (ATTO) · filed Aug 28, 2026

Accession no.
0001866174-26-000011
Filed
Aug 28, 2026, 5:38 PM ET
Trade date
Aug 5-6, 2026
Filing delay
23 days
Rule 10b5-1 plan
Not checked
Original filed
Aug 13, 2026

This filing lists 27 non-derivative transactions and 8 derivative transactions. Open-market purchases total $10.3M. Open-market sales total $2.25M. It was filed 23 days after the trade.

This amendment replaces 0001866174-26-000009 (filed Aug 13, 2026).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Walsh ColinCIK 0001866174Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2026Common StockPPurchaseAcquired+85,000$21.00+$1,785,00085,000IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−988$22.03−$21,765.6484,012IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−447$21.87−$9,775.8983,565IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−1,332$22.03−$29,343.9682,233IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−200$22.05−$4,41082,033IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−1,556$22.06−$34,325.3680,477IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−3,402$22.02−$74,912.0477,075IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−200$22.10−$4,42076,875IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−480$21.55−$10,34476,395IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−100$22.11−$2,21176,295IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−753$21.97−$16,543.4175,542IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−672$22.02−$14,797.4474,870IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−6,970$22.03−$153,549.167,900IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−400$22.02−$8,80867,500IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−1,180$21.84−$25,771.266,320IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−1,040$22.05−$22,93265,280IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−300$20.84−$6,25264,980IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−443$21.78−$9,648.5464,537IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−200$22.05−$4,41064,337IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−700$22.07−$15,44963,637IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−1,163$22.19−$25,806.9762,474IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−100$21.99−$2,19962,374IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−6,763$21.61−$146,148.4355,611IndirectDuplicate filing
Aug 5, 2026Common StockSSaleDisposed−76,418$21.04−$1,607,834.720IndirectDuplicate filing
Aug 6, 2026Common StockCConversionAcquired+1,957,134$0.00$02,042,134IndirectDuplicate filing
Aug 6, 2026Common StockCConversionAcquired+478,498$0.00$02,520,632IndirectDuplicate filing
Aug 6, 2026Common StockPPurchaseAcquired+500,000$17.00+$8,500,0003,020,632IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 6, 2026Common StockCConversionDisposed−1,957,134$0.00$00Indirect
Aug 6, 2026Common StockCConversionDisposed−478,498$0.00$00Indirect
Aug 5, 2026Common StockPPurchaseAcquired+2,872$21.22+$60,943.842,872IndirectDuplicate filing
Aug 5, 2026Common StockPPurchaseAcquired+28,717$21.22+$609,374.7431,589IndirectDuplicate filing
Aug 5, 2026Common StockPPurchaseAcquired+11,488$21.22+$243,775.3643,077IndirectDuplicate filing
Aug 5, 2026Common StockPPurchaseAcquired+45,588$21.27+$969,656.7688,665IndirectDuplicate filing
Aug 5, 2026Common StockPPurchaseAcquired+11,398$21.27+$242,435.46100,063IndirectDuplicate filing
Aug 5, 2026Common StockPPurchaseAcquired+5,744$21.22+$121,887.68105,807IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of the Reporting Person's pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F2

These transactions in or with respect to the common stock of the Issuer were effected by Goldman Sachs & Co. LLC ("GS&Co") acting as a market maker in the ordinary course of business. Without conceding market making trades in the ordinary course of business can result in liability under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer.

F3

GS&Co's transactions in or with respect to the Issuer's common stock on August 5, 2026 consisted of purchases of a total of 85,000 shares, sales of a total of 105,807 shares, and establishment of long equity swap positions with respect to a total of 105,807 shares. The equity swap positions were inadvertently omitted from the Reporting Persons' original Form 4.

F4

The previous report on Form 3 reflected an administrative error with respect to the number of shares of common stock issuable upon conversion of the Preferred Stock, which is corrected in this Form 4.

F5

Each share of Series B Preferred Stock and Series C Preferred Stock (the "Preferred Stock") automatically converted into shares of the Issuer's common stock on a 9.29-for-1 basis upon the closing of the Issuer's initial public offering (the "IPO") on August 6, 2026 without payment of consideration. The Preferred Stock has no expiration date.

F6

The Reporting Person is a managing director of GS&Co, a subsidiary of The Goldman Sachs Group Inc. ("GS Group"). GS Group is the direct owner of GS&Co and an indirect owner of Goldman Sachs Asset Management, L.P. ("GSAM LP"). GS&Co is the manager of Broad Street Principal Investments L.L.C. ("BSPI") which directly holds 96,190 shares of common stock purchased in the IPO and 468,565 shares of common stock converted from 3,497,806 shares of Series B Preferred Stock and 855,179 shares of Series C Preferred Stock of the Issuer. GSAM LP is the investment manager of WSLS Offshore Investments, SLP ("WSLS Offshore") which directly holds 131,283 shares of common stock purchased in the IPO and 639,518 shares of common stock converted from 4,773,948 shares of Series B Preferred Stock and 1,167,182 shares of Series C Preferred Stock of the Issuer,... (continued in footnote 7)

F7

(continued from footnote 6)... West Street Life Sciences I, L.P. ("WSLS I") which directly holds 137,708 shares of common stock purchased in the IPO and 670,812 shares of common stock converted from 5,007,564 shares of Series B Preferred Stock and 1,224,299 shares of Series C Preferred Stock of the Issuer, WSLS Emp Offshore Investments, L.P. ("WSLS Emp Offshore") which directly holds 36,927 shares of common stock purchased in the IPO and 179,879 shares of common stock converted from 1,342,794 shares of Series B Preferred Stock and 328,300 shares of Series C Preferred Stock of the Issuer, and WSLS Emp Onshore Investments, L.P. ("WSLS Emp Onshore") which directly holds 97,892 shares of common stock purchased in the IPO and 476,858 shares of common stock converted from 3,559,718 shares of Series B Preferred Stock and 870,315 shares of Series C Preferred Stock of the Issuer,... (continued in footnote 8)

F8

(continued from footnote 7)... GS&Co is a direct subsidiary of GS Group and is the manager of BSPI. WSLS Offshore, WSLS I, WSLS Emp Offshore, and WSLS Emp Onshore are investment vehicles managed by GSAM LP, an indirect subsidiary of GS Group.

Read the full filing on SEC EDGAR (opens in a new tab)