McClymont Donald's Form 4 filing
indie Semiconductor, Inc. (INDI) · filed Dec 14, 2021
- Accession no.
- 0001866018-21-000003
- Filed
- Dec 14, 2021
- Trade date
- Dec 10-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.25M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McClymont DonaldCIK 0001866018 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Class V Common Stock | MOption exerciseDisposed | −90,446 | $0.00 | $0 | 6,243,903 | Direct | |
| Dec 10, 2021 | Class A Common Stock | MOption exerciseAcquired | +90,446 | $0.00 | $0 | 91,079 | Direct | |
| Dec 10, 2021 | Class A Common Stock | SSaleDisposed | −90,446 | $12.02 | −$1,087,160.92 | 633 | Direct | |
| Dec 13, 2021 | Class V Common Stock | MOption exerciseDisposed | −97,410 | $0.00 | $0 | 6,146,493 | Direct | |
| Dec 13, 2021 | Class A Common Stock | MOption exerciseAcquired | +97,410 | $0.00 | $0 | 98,043 | Direct | |
| Dec 13, 2021 | Class A Common Stock | SSaleDisposed | −97,410 | $11.98 | −$1,166,971.8 | 633 | Direct | |
| Dec 10, 2021 | Class A Common Stock | MOption exerciseAcquired | +20,850 | $0.00 | $0 | 20,850 | Indirect | |
| Dec 10, 2021 | Class A Common Stock | FTax withholdingDisposed | −7,297 | $0.00 | $0 | 13,553 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Class A Common Stock | MOption exerciseDisposed | −90,446 | $0.00 | $0 | 6,324,795 | Direct | |
| Dec 13, 2021 | Class A Common Stock | MOption exerciseDisposed | −97,410 | $0.00 | $0 | 6,227,385 | Direct | |
| Dec 10, 2021 | Class A Common Stock | MOption exerciseDisposed | −20,850 | $0.00 | $0 | 62,551 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.