Kee Scott David's Form 4 filing
indie Semiconductor, Inc. (INDI) · filed Mar 4, 2022
- Accession no.
- 0001865420-22-000004
- Filed
- Mar 4, 2022
- Trade date
- Mar 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $191.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kee Scott DavidCIK 0001865420 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Class V Common Stock | MOption exerciseDisposed | −2,136 | $0.00 | $0 | 5,581,614 | Direct | |
| Mar 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,136 | $0.00 | $0 | 2,805 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −2,136 | $7.80 | −$16,660.8 | 669 | Direct | |
| Mar 3, 2022 | Class V Common Stock | MOption exerciseDisposed | −21,995 | $0.00 | $0 | 5,559,619 | Direct | |
| Mar 3, 2022 | Class A Common Stock | MOption exerciseAcquired | +21,995 | $0.00 | $0 | 22,664 | Direct | |
| Mar 3, 2022 | Class A Common Stock | SSaleDisposed | −21,995 | $7.93 | −$174,420.35 | 669 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,136 | $0.00 | $0 | 5,581,614 | Direct | |
| Mar 3, 2022 | Class A Common Stock | MOption exerciseDisposed | −21,995 | $0.00 | $0 | 5,559,619 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.